Direct transcription for dynamic optimization: a tutorial with a case study on dual-patient ventilation during the COVID-19 pandemic
File(s)CDC_2020_tutorial_paper.pdf (1.23 MB)
Accepted version
Author(s)
Type
Conference Paper
Abstract
A variety of optimal control, estimation, system identification and design problems can be formulated as functional optimization problems with differential equality and inequality constraints. Since these problems are infinite-dimensional and often do not have a known analytical solution, one has to resort to numerical methods to compute an approximate solution. This paper uses a unifying notation to outline some of the techniques used in the transcription step of simultaneous direct methods (which discretize-then-optimize) for solving continuous-time dynamic optimization problems. We focus on collocation, integrated residual and Runge-Kutta schemes. These transcription methods are then applied to a simulation case study to answer a question that arose during the COVID-19 pandemic, namely: If there are not enough ventilators, is it possible to ventilate more than one patient on a single ventilator? The results suggest that it is possible, in principle, to estimate individual patient parameters sufficiently accurately, using a relatively small number of flow rate measurements, without needing to disconnect a patient from the system or needing more than one flow rate sensor. We also show that it is possible to ensure that two different patients can indeed receive their desired tidal volume, by modifying the resistance experienced by the air flow to each patient and controlling the ventilator pressure.
Date Issued
2021-01-11
Date Acceptance
2020-07-18
Citation
2020 59th IEEE Conference on Decision and Control (CDC), 2021, pp.2597-2614
Publisher
IEEE
Start Page
2597
End Page
2614
Journal / Book Title
2020 59th IEEE Conference on Decision and Control (CDC)
Copyright Statement
© 2020 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works.
Source
59th IEEE Conference on Decision and Control 2020
Subjects
math.OC
math.OC
cs.SY
eess.SY
Publication Status
Published
Start Date
2020-12-14
Finish Date
2020-12-18
Coverage Spatial
South Korea
Date Publish Online
2021-01-11