Challenges of a simplified opt-out consent process in a neonatal randomised controlled trial: a qualitative study of parents’ and health professionals’ views and experiences
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Author(s)
Type
Journal Article
Abstract
Background: More effective recruitment strategies like alternative approaches to consent are needed to facilitate adequately powered trials. WithHolding Enteral feeds Around Transfusion (WHEAT) was a multicentre, randomised, pilot trial that compared withholding and continuing feeds around transfusion. The primary clinical outcome was necrotising enterocolitis (NEC). The trial used simplified opt-out consent with concise parent information and no consent form.
Objective: To explore the views and experiences of parents and health professionals on the acceptability and feasibility of opt-out consent in randomised comparative effectiveness trials.
Methods: A qualitative, descriptive interview-based study nested within a randomised trial. Semi-structured interview transcripts were analysed using inductive thematic analysis.
Setting: Eleven neonatal units in England.
Participants: Eleven parents and ten health professionals with experience of simplified consent.
Results: Five themes emerged: ‘Opt-out consent operationalised as verbal opt-in consent’, ‘Opt-out consent normalises participation while preserving parental choice’, ‘Opt-out consent as an ongoing process of informed choice’, ‘Consent without a consent form’ and ‘Choosing to opt out of a comparative effectiveness trial’, with two subthemes: ‘Wanting “normal care”’ and ‘A belief that feeding is better’.
Conclusions: Introducing a novel form of consent proved challenging in practice. The principle of simplified, opt-out approach to consent was generally considered feasible and acceptable by health professionals for a neonatal comparative effectiveness trial. The priority for parents was having the right to decide about trial participation, and they did not see opt-out consent as undermining this. Describing a study as ‘opt-out’ can help to normalise participation and emphasise that parents can withdraw consent.
Objective: To explore the views and experiences of parents and health professionals on the acceptability and feasibility of opt-out consent in randomised comparative effectiveness trials.
Methods: A qualitative, descriptive interview-based study nested within a randomised trial. Semi-structured interview transcripts were analysed using inductive thematic analysis.
Setting: Eleven neonatal units in England.
Participants: Eleven parents and ten health professionals with experience of simplified consent.
Results: Five themes emerged: ‘Opt-out consent operationalised as verbal opt-in consent’, ‘Opt-out consent normalises participation while preserving parental choice’, ‘Opt-out consent as an ongoing process of informed choice’, ‘Consent without a consent form’ and ‘Choosing to opt out of a comparative effectiveness trial’, with two subthemes: ‘Wanting “normal care”’ and ‘A belief that feeding is better’.
Conclusions: Introducing a novel form of consent proved challenging in practice. The principle of simplified, opt-out approach to consent was generally considered feasible and acceptable by health professionals for a neonatal comparative effectiveness trial. The priority for parents was having the right to decide about trial participation, and they did not see opt-out consent as undermining this. Describing a study as ‘opt-out’ can help to normalise participation and emphasise that parents can withdraw consent.
Date Issued
2021-04-20
Date Acceptance
2020-09-10
Citation
Archives of Disease in Childhood: Fetal and Neonatal Edition, 2021, 106 (3), pp.244-250
ISSN
1359-2998
Publisher
BMJ Publishing Group
Start Page
244
End Page
250
Journal / Book Title
Archives of Disease in Childhood: Fetal and Neonatal Edition
Volume
106
Issue
3
Copyright Statement
© Author(s) (or their employer(s)) 2021. Re-use permitted under CC BY. Published by BMJ. https://creativecommons.org/licenses/by/4.0/
This is an open access article distributed in accordance with the Creative Commons Attribution 4.0 Unported (CC BY 4.0) license, which permits others to copy, redistribute, remix, transform and build upon this work for any purpose, provided the original work is properly cited, a link to the licence is given, and indication of whether changes were made. See: https://creativecommons.org/licenses/by/4.0/.
This is an open access article distributed in accordance with the Creative Commons Attribution 4.0 Unported (CC BY 4.0) license, which permits others to copy, redistribute, remix, transform and build upon this work for any purpose, provided the original work is properly cited, a link to the licence is given, and indication of whether changes were made. See: https://creativecommons.org/licenses/by/4.0/.
License URL
Sponsor
Medical Research Council
Identifier
https://fn.bmj.com/content/106/3/244
Grant Number
MR/N008405/1
Subjects
ethics
neonatology
qualitative research
Adult
Attitude of Health Personnel
Attitude to Health
Enteral Nutrition
Enterocolitis, Necrotizing
Female
Humans
Infant, Newborn
Life Support Care
Male
Neonatology
Parents
Patient Selection
Qualitative Research
Third-Party Consent
Withholding Treatment
Members of the WHEAT trial development group
Humans
Enterocolitis, Necrotizing
Enteral Nutrition
Life Support Care
Withholding Treatment
Attitude of Health Personnel
Attitude to Health
Parents
Neonatology
Qualitative Research
Patient Selection
Third-Party Consent
Adult
Infant, Newborn
Female
Male
1114 Paediatrics and Reproductive Medicine
Pediatrics
Publication Status
Published
Date Publish Online
2020-11-02